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Privacy Notice
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PRIVACY NOTICE
Affiance Financial, L.L.C.
Registered Investment Advisory
Privacy Notice
Affiance Financial, L.L.C. takes privacy very seriously and is committed to safeguarding the confidential information of its clients. We hold all personal information provided to our firm in strict confidence. In our function as a financial planning firm, offering the services of financial and estate planning, organization of financial data and financial education, we guard against any infringements of rights of privacy.
Information We Collect
The nonpublic personal information we obtain concerning a client depends upon the scope of the client engagement. This information may include personal financial information from personal interviews or questionnaires, health information to the extent needed for the planning process, estate planning information and other financial transaction information.
We Limit How, and with Whom, We Share Information
First and foremost, we do not provide your personally identifiable information to mailing list vendors for any purposes. We will share customer information when it is necessary to effect, administer or enforce a transaction that you request or authorize. We also may be required by law or regulation to disclose information to third parties – for example, in response to a subpoena – to prevent fraud and to comply with rules of, or inquiries from, industry regulators.
Safeguards to Ensure Information Security
We maintain a secure office and computer environment to ensure that nonpublic personal information is not placed at unreasonable risk. We limit access to nonpublic personal information only to those employees, investment advisor representatives, agents and other individuals who may need it to do their jobs.
Our employees are bound by a code of ethics, and have signed confidentiality agreements, requiring confidential treatment of customer information and are subject to disciplinary action if they fail to follow this code.
This Notice is for your information. No reply is necessary.
